Compliance & Regulatory Advisory

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The compliance and regulatory practice of Apex Partners is purely transactional and advises on corporate daily routine, regulatory, compliance, corporate governance, and public affairs. The members of the Firm advise on issues with legal intricacies such as issues concerning formation, set up of business in India, licenses and approvals as may be necessary for establishment and operations, foreign direct investments (FDI), overseas direct investments (ODI), joint ventures, consortiums, SPV creations, PPP project formations, collaborations, and corporate alliances & restructurings.

The Firm also handles due diligences for PE/VC investments, fund raising, mergers & acquisitions (M&As), wherein it advises corporate clients on end-to-end activities. The Firm advises its corporate clients in dealing with various aspects of prudent corporate governance and related compliance subjects like anti-trust, local laws concerning the business/industry/sector specific laws, data privacy, PMLA/AMLA (Money Laundering), anti-corruption laws of India etc.

The Firm’s expertise includes the following –

Governance areas including Board, Shareholder related matters Securities and Loans Due diligence Anti-Corruption and Corporate Investigations ESOP Management Business Structuring and Restructuring Insolvency and Restructuring Competition Advisory - Competition Law Employment General Corporate Advisory - General Corporate Commercial Joint Ventures & Consortiums Mergers and Acquisitions